Hearing: The Role of Self-Regulatory Organizations in U.S. Markets: Examining FINRA and the MSRB

Subcommittee on Capital Markets (Committee on Financial Services)

Thursday, March 5, 2026 (2:00 PM)

2128 RHOB
Washington, D.C.

Witnesses

Mr. Onnig Dombalagian
Professor of Law, Tulane University School of Law

Added 03/02/2026 at 02:51 PM

Ms. Valerie Mirko
Partner & Leader of Securities Regulation and Litigation, Armstrong Teasdale LLP

Added 03/02/2026 at 02:51 PM

Mr. Mike Nicholas
Chief Executive Officer, Bond Dealers of America

Added 03/02/2026 at 02:51 PM

Ms. Jennifer Shaw
Executive Director, Public Investors Advocate Bar Association

Added 03/02/2026 at 02:51 PM

Text of Legislation

  • H.R. 2689, the Restoring Accountability in Market Supervision (RAMS) Act [PDF] Added 03/02/2026 at 02:51 PM
  • H.R.____, a bill to amend the Securities Exchange Act of 1934 to require fines collected for violations of the rules of the Municipal Rulemaking Board to be deposited into the Treasury [PDF] Added 03/02/2026 at 02:51 PM
  • H.R.____, a bill to amend the Securities Exchange Act of 1934 to clarify the composition of the membership of the Municipal Securities Rulemaking Board [PDF] Added 03/02/2026 at 02:51 PM

Support Documents

  • Notice [PDF]
  • Memorandum [PDF] Added 03/02/2026 at 02:51 PM

First Published: February 26, 2026 at 03:01 PM
Last Updated: March 3, 2026 at 09:10 AM