Hearing: Protecting Investor Interests: Examining Environmental and Social Policy in Financial Regulation

Committee on Financial Services

Wednesday, July 12, 2023 (10:00 AM)

2128 RHOB
Washington, D.C.

Witnesses

Mr. James Copland
Senior Fellow & Director, Manhattan Institute

Added 07/07/2023 at 05:02 PM
  • Witness Statement [PDF] Added 07/11/2023 at 10:25 AM
  • Witness Truth in Testimony [PDF] Added 07/11/2023 at 10:25 AM

Mr. Benjamin Zycher
Senior Fellow, American Enterprise Institute

Added 07/07/2023 at 05:02 PM
  • Witness Statement [PDF] Added 07/10/2023 at 05:16 PM
  • Witness Truth in Testimony [PDF] Added 07/10/2023 at 05:16 PM

Mr. Lawrence Cunningham
Special Counsel, Mayer Brown

Added 07/07/2023 at 05:02 PM
  • Witness Statement [PDF] Added 07/11/2023 at 10:25 AM
  • Witness Truth in Testimony [PDF] Added 07/11/2023 at 10:25 AM

Mr. Ted Allen
Vice President, Society for Corporate Governance

Added 07/07/2023 at 05:02 PM
  • Witness Statement [PDF] Added 07/11/2023 at 10:36 AM
  • Witness Truth in Testimony [PDF] Added 07/11/2023 at 10:36 AM

The Honorable Keith Ellison
Attorney General, State of Minnesota

Added 07/10/2023 at 02:54 PM
  • Witness Statement [PDF] Added 07/11/2023 at 05:17 PM
  • Witness Truth in Testimony [PDF] Added 07/11/2023 at 06:49 PM

Text of Legislation

  • H.R. ____, a bill authorize the exclusion of shareholder proposals from proxy or consent solicitation material if such proposals are substantially similar to previously included proposals [PDF] Added 07/07/2023 at 05:02 PM
  • H.R. ____, to authorize the exclusion of shareholder proposals from proxy or consent solicitation material if such proposals substantially implement, substantially duplicate, or are substantially similar to previously included proposals [PDF] Added 07/07/2023 at 05:02 PM
  • H.R. ____, to authorize the exclusion of shareholder proposals from proxy or consent solicitation material if the subject matter of the shareholder proposal is environmental, social, or political [PDF] Added 07/07/2023 at 05:02 PM
  • H.R. ____, to clarify that an issuer may exclude a shareholder proposal pursuant to section 240.14a-8(i) of title 17, Code of Federal Regulations, without regard to whether such proposal relates to a significant social policy issue [PDF] Added 07/07/2023 at 05:02 PM
  • H.R. ____, to amend the Securities Exchange Act of 1934 to prohibit the Securities and Exchange Commission from compelling the discussion of shareholder proposals or proxy or consent solicitation materials [PDF] Added 07/07/2023 at 05:02 PM
  • H.R. ____, to require the Securities and Exchange Commission to conduct a study of certain issues with respect to shareholder proposals, proxy advisory firms, and the proxy process, and for other purposes [PDF] Added 07/07/2023 at 05:02 PM
  • H.R. ____, to amend the Securities Exchange Act of 1934 to provide for the registration of proxy advisory firms, and for other purposes [PDF] Added 07/07/2023 at 05:02 PM
  • H.R. ____, to amend the Securities Exchange Act of 1934 to provide for liability for certain failures to disclose material information in connection with proxy voting advice, and for other purposes. [PDF] Added 07/07/2023 at 05:02 PM
  • H.R. ____, to amend the Securities Exchange Act of 1934 to provide for duties of certain investment advisors, asset managers, and pension funds with respect to voting on shareholder proposals, and for other purposes. [PDF] Added 07/07/2023 at 05:02 PM
  • H.R. ____, to amend the Securities Exchange Act of 1934 to prohibit robovoting with respect to votes related to proxy or consent solicitation materials, and for other purposes. [PDF] Added 07/07/2023 at 05:02 PM
  • H.R. ____, to amend the Investment Advisers Act of 1940 with respect to proxy voting of passively managed funds, and for other purposes. [PDF] Added 07/07/2023 at 05:02 PM
  • H.R. ____, to require the Comptroller General of the United States to conduct a study on the detrimental impact of the Directive on Corporate Sustainability Due Diligence and the Corporate Sustainability Reporting Directive on United States companies, and for other purposes. [PDF] Added 07/07/2023 at 05:02 PM
  • H.R. ____, the "International Regulatory Transparency and Accountability Act" [PDF] Added 07/07/2023 at 05:02 PM
  • H.R. ____, the "Mandatory Materiality Requirement Act of 2022" [PDF] Added 07/07/2023 at 05:02 PM
  • H.R. ____, to amend the Securities Exchange Act of 1934 to require the Securities and Exchange Commission to disclose and report on non-material disclosure mandates, and for other purposes. [PDF] Added 07/07/2023 at 05:02 PM
  • H.R. ____, the "Public Company Advisory Committee Act of 2022" [PDF] Added 07/07/2023 at 05:02 PM
  • H.R. ____, to amend the Investment Advisers Act of 1940 to specify requirements concerning the consideration of pecuniary and non-pecuniary factors, to require the Securities and Exchange Commission to conduct a study on climate change and other environmental disclosures in the municipal bond market, and to require the Securities and Exchange Commission to conduct a study on the solicitation of municipal securities business. [PDF] Added 07/07/2023 at 05:02 PM
  • H.R. 2743, the "Fair Access to Banking Act" [PDF] Added 07/07/2023 at 05:02 PM

Support Documents

  • Notice [PDF]
  • Memorandum [PDF] Added 07/07/2023 at 05:02 PM Updated 07/10/2023 at 03:40 PM

First Published: July 5, 2023 at 04:02 PM
Last Updated: July 11, 2023 at 06:49 PM