Hearing:
A Roadmap for Growth: Reforms to Encourage Capital Formation and Investment Opportunities for All Americans
Subcommittee on Capital Markets (Committee on Financial Services)
Wednesday, April 19, 2023 (2:00 PM)
2128 RHOB
Washington, D.C.
Witnesses
Mr. Joel H. Trotter
Partner, Latham & Watkins LLP
Added
04/14/2023 at 10:16 PM
- Witness Statement
[PDF]
Added
04/17/2023 at 09:14 PM
- Witness Truth in Testimony
[PDF]
Added
04/17/2023 at 09:14 PM
Mr. Rodney Sampson
Executive Chairman & CEO, Opportunity Hub
Added
04/14/2023 at 10:16 PM
- Witness Statement
[PDF]
Added
04/17/2023 at 03:38 PM
- Witness Truth in Testimony
[PDF]
Added
04/17/2023 at 03:38 PM
Mr. Henry Ward
Co-Founder & CEO, Carta
Added
04/14/2023 at 10:16 PM
- Witness Statement
[PDF]
Added
04/17/2023 at 03:38 PM
- Witness Truth in Testimony
[PDF]
Added
04/18/2023 at 11:00 AM
Mr. Brandon Brooks
Founding Partner, Overlooked Ventures
Added
04/14/2023 at 10:16 PM
- Witness Statement
[PDF]
Added
04/17/2023 at 03:38 PM
- Witness Truth in Testimony
[PDF]
Added
04/17/2023 at 03:38 PM
Ms. Melanie Senter Lubin
Maryland Securities Commissioner, on behalf of NASAA
Added
04/14/2023 at 10:16 PM
- Witness Statement
[PDF]
Added
04/17/2023 at 03:38 PM
- Witness Truth in Testimony
[PDF]
Added
04/17/2023 at 03:38 PM
Text of Legislation
- H.R. ____, the ‘‘Middle Market IPO
Underwriting Cost Act’’
[PDF]
Added
04/17/2023 at 07:20 PM
- H.R. ____, the "Senior Security Act of 2023’’.
[PDF]
Added
04/17/2023 at 07:20 PM
- H.R. ____, the ‘‘Enhancing Multi-Class Share Disclosures Act’’
[PDF]
Added
04/17/2023 at 07:20 PM
- H.R. 1548, the "Improving Access to Small Business Information Act"
[PDF]
Added
04/14/2023 at 10:18 PM
- H.R. __, a bill to except quotations of Rule 144A fixed-income securities
from certain regulatory requirements, and for other purposes
[PDF]
Added
04/14/2023 at 10:18 PM
- H.R. __, a bill to amend the Federal securities laws to enhance 403(b)
annuity plans, and for other purposes.
[PDF]
Added
04/14/2023 at 10:18 PM
- H.R. ____, a bill to make certain adjustments related to Regulation
Crowdfunding, and for other purposes
[PDF]
Added
04/17/2023 at 07:20 PM
- H.R. ____, a bill to amend the Securities Exchange Act of 1934 to require
the Advocate for Small Business Capital Formation to
promoting capital raising options for traditionally underrepresented
small businesses, and for other purposes
[PDF]
Added
04/17/2023 at 07:20 PM
- H.R. ____, a bill to direct the Securities and Exchange Commission to issue
regulations requiring certain investment advisers to implement
fair valuation procedures and recordkeeping requirements,
and for other purposes
[PDF]
Added
04/17/2023 at 07:20 PM
- H.R. ____, a bill to require the Securities and Exchange Commission to revise
the definition of accredited investor to exclude Retirement
Assets and Retirement Income Assets, and for
other purposes
[PDF]
Added
04/17/2023 at 07:20 PM
- H.R. 2534, (116th Congress, Engrossed in House), the "Insider Trading Prohibition Act"
[PDF]
Added
04/17/2023 at 07:20 PM
- H.R. ____, a bill to require the Securities and Exchange Commission to revise
the definition of an Accredited Investor to include a
natural person that passes an examination established
and administered by the Commission, and for other purposes.
[PDF]
Added
04/17/2023 at 07:20 PM
Support Documents
- Notice
[PDF]
- Memorandum
[PDF]
Added
04/14/2023 at 10:16 PM
Updated
04/17/2023 at 07:36 PM
First Published:
April 12, 2023 at 04:04 PM
Last Updated:
April 18, 2023 at 06:36 PM