Hearing: A Roadmap for Growth: Reforms to Encourage Capital Formation and Investment Opportunities for All Americans

Subcommittee on Capital Markets (Committee on Financial Services)

Wednesday, April 19, 2023 (2:00 PM)

2128 RHOB
Washington, D.C.

Witnesses

Mr. Joel H. Trotter
Partner, Latham & Watkins LLP

Added 04/14/2023 at 10:16 PM
  • Witness Statement [PDF] Added 04/17/2023 at 09:14 PM
  • Witness Truth in Testimony [PDF] Added 04/17/2023 at 09:14 PM

Mr. Rodney Sampson
Executive Chairman & CEO, Opportunity Hub

Added 04/14/2023 at 10:16 PM
  • Witness Statement [PDF] Added 04/17/2023 at 03:38 PM
  • Witness Truth in Testimony [PDF] Added 04/17/2023 at 03:38 PM

Mr. Henry Ward
Co-Founder & CEO, Carta

Added 04/14/2023 at 10:16 PM
  • Witness Statement [PDF] Added 04/17/2023 at 03:38 PM
  • Witness Truth in Testimony [PDF] Added 04/18/2023 at 11:00 AM

Mr. Brandon Brooks
Founding Partner, Overlooked Ventures

Added 04/14/2023 at 10:16 PM
  • Witness Statement [PDF] Added 04/17/2023 at 03:38 PM
  • Witness Truth in Testimony [PDF] Added 04/17/2023 at 03:38 PM

Ms. Melanie Senter Lubin
Maryland Securities Commissioner, on behalf of NASAA

Added 04/14/2023 at 10:16 PM
  • Witness Statement [PDF] Added 04/17/2023 at 03:38 PM
  • Witness Truth in Testimony [PDF] Added 04/17/2023 at 03:38 PM

Text of Legislation

  • H.R. ____, the ‘‘Middle Market IPO Underwriting Cost Act’’ [PDF] Added 04/17/2023 at 07:20 PM
  • H.R. ____, the "Senior Security Act of 2023’’. [PDF] Added 04/17/2023 at 07:20 PM
  • H.R. ____, the ‘‘Enhancing Multi-Class Share Disclosures Act’’ [PDF] Added 04/17/2023 at 07:20 PM
  • H.R. 1548, the "Improving Access to Small Business Information Act" [PDF] Added 04/14/2023 at 10:18 PM
  • H.R. __, a bill to except quotations of Rule 144A fixed-income securities from certain regulatory requirements, and for other purposes [PDF] Added 04/14/2023 at 10:18 PM
  • H.R. __, a bill to amend the Federal securities laws to enhance 403(b) annuity plans, and for other purposes. [PDF] Added 04/14/2023 at 10:18 PM
  • H.R. ____, a bill to make certain adjustments related to Regulation Crowdfunding, and for other purposes [PDF] Added 04/17/2023 at 07:20 PM
  • H.R. ____, a bill to amend the Securities Exchange Act of 1934 to require the Advocate for Small Business Capital Formation to promoting capital raising options for traditionally underrepresented small businesses, and for other purposes [PDF] Added 04/17/2023 at 07:20 PM
  • H.R. ____, a bill to direct the Securities and Exchange Commission to issue regulations requiring certain investment advisers to implement fair valuation procedures and recordkeeping requirements, and for other purposes [PDF] Added 04/17/2023 at 07:20 PM
  • H.R. ____, a bill to require the Securities and Exchange Commission to revise the definition of accredited investor to exclude Retirement Assets and Retirement Income Assets, and for other purposes [PDF] Added 04/17/2023 at 07:20 PM
  • H.R. 2534, (116th Congress, Engrossed in House), the "Insider Trading Prohibition Act" [PDF] Added 04/17/2023 at 07:20 PM
  • H.R. ____, a bill to require the Securities and Exchange Commission to revise the definition of an Accredited Investor to include a natural person that passes an examination established and administered by the Commission, and for other purposes. [PDF] Added 04/17/2023 at 07:20 PM

Support Documents

  • Notice [PDF]
  • Memorandum [PDF] Added 04/14/2023 at 10:16 PM Updated 04/17/2023 at 07:36 PM

First Published: April 12, 2023 at 04:04 PM
Last Updated: April 18, 2023 at 06:36 PM