Hearing:
U.S. Public Markets Built for the 21st Century: Exploring Reforms to Make Our Public Markets Attractive for Small and Emerging Companies Raising Capital
Subcommittee on Capital Markets (Committee on Financial Services)
Thursday, March 9, 2023 (10:00 AM)
2128 RHOB
Washington, D.C.
Witnesses
The Honorable Michael S. Piwowar
Executive Vice President of MI Finance, Milken Institute
Added
03/06/2023 at 03:57 PM
- Witness Statement
[PDF]
Added
03/08/2023 at 10:45 AM
- Witness Truth in Testimony
[PDF]
Added
03/07/2023 at 06:51 PM
Ms. Sue Washer
Former CEO of Applied Genetics Technology Corp
Added
03/06/2023 at 03:57 PM
- Witness Statement
[PDF]
Added
03/07/2023 at 12:09 PM
- Witness Truth in Testimony
[PDF]
Added
03/07/2023 at 12:09 PM
Ms. Anna T. Pinedo
Partner and Co-Leader of Global Capital Markets, Mayer Brown
Added
03/06/2023 at 03:57 PM
- Witness Statement
[PDF]
Added
03/07/2023 at 08:53 PM
- Witness Truth in Testimony
[PDF]
Added
03/07/2023 at 12:09 PM
Ms. Stacey Bowers
Professor of the Practice, University of Denver Sturm College of Law
Added
03/06/2023 at 03:57 PM
- Witness Statement
[PDF]
Added
03/07/2023 at 12:09 PM
- Witness Truth in Testimony
[PDF]
Added
03/07/2023 at 12:09 PM
Text of Legislation
- H.R. ____, the “Improving Disclosure for Investors Act of 2023”
[PDF]
Added
03/06/2023 at 03:57 PM
- H.R. ____, the “Helping Startups Continue to Grow Act”
[PDF]
Added
03/06/2023 at 03:57 PM
- H.R. ___, a bill to lower the aggregate market value of voting and non-voting common equity
necessary for an issuer to qualify as a well-known seasoned issuer.
[PDF]
Added
03/06/2023 at 03:57 PM
- H.R. ____, the “Encouraging Public Offerings Act”
[PDF]
Added
03/06/2023 at 03:57 PM
- H.R. ____, a bill to amend the Securities Act of 1933 to expand the research report exception
to include reports about any issuer that undertakes a proposed offering
of public securities
[PDF]
Added
03/06/2023 at 03:57 PM
- H.R. ____, a bill to amend the Securities Exchange Act of 1934 to specify certain registration
statement contents for emerging growth companies, to permit issuers
to file draft registration statements with the Securities and Exchange
Commission for confidential review, and for other purposes.
[PDF]
Added
03/06/2023 at 03:57 PM
- H.R. ____, a bill to amend the Federal securities laws to specify the periods for which financial
statements are required to be provided by an emerging growth company,
and for other purposes.
[PDF]
Added
03/06/2023 at 03:57 PM
- H.R. ____, a bill to require auditor independence standards of the Public Company Accounting
Oversight Board and the Securities and Exchange Commission applicable
to past audits of a company occurring before it was a public company
to treat an auditor as independent if the auditor meets established
professional standards, and for other purposes.
[PDF]
Added
03/06/2023 at 03:57 PM
- H.R. ____, a bill to permit an issuer, when determining the market capitalization of the
issuer for purposes of testing the significance of an acquisition or disposition,
to include the value of all shares of the issuer.
[PDF]
Added
03/06/2023 at 03:57 PM
- H.R. ____, a bill to amend the Securities Exchange Act of 1934 to exclude qualified institutional
buyers and institutional accredited investors when calculating holders
of a security for purposes of the mandatory registration threshold
under such Act, and for other purposes.
[PDF]
Added
03/06/2023 at 03:57 PM
- H.R. ____, a bill to require the Securities and Exchange Commission to revise certain thresholds
related to smaller reporting companies, accelerated filers, and large
accelerated filers, and for other purposes.
[PDF]
Added
03/06/2023 at 03:57 PM
- H.R. ____, a bill to amend the Investment Advisers Act of 1940 to codify certain Securities
and Exchange Commission no-action letters that exclude brokers and
dealers compensated for certain research services from the definition
of investment adviser, and for other purposes.
[PDF]
Added
03/06/2023 at 03:57 PM
- H.R. ____, a bill to permit a registered investment company to omit certain fees from the
calculation of Acquired Fund Fees and Expenses, and for other purposes.
[PDF]
Added
03/06/2023 at 03:57 PM
Support Documents
- Hearing Notice
[PDF]
- Memorandum
[PDF]
Added
03/06/2023 at 03:57 PM
First Published:
March 2, 2023 at 02:03 PM
Last Updated:
March 8, 2023 at 10:45 AM