Hearing: Oversight of America's Stock Exchanges: Examining Their Role in Our Economy

Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets (Committee on Financial Services)

Wednesday, March 30, 2022 (2:00 PM)

2128 RHOB
Washington, D.C.
Hybrid

Witnesses

Mr. Robert J. Jackson Jr.
Professor of Law, former Commissioner, New York University School of Law, SEC

Added 03/29/2022 at 02:37 PM
  • Written Testimony [PDF] Added 03/30/2022 at 09:02 AM
  • Truth and Testimony [PDF] Added 03/29/2022 at 02:37 PM

Ms. Ellen Greene
Managing Director, SIFMA

Added 03/29/2022 at 02:37 PM
  • Written Testimony [PDF] Added 03/29/2022 at 04:43 PM
  • Truth and Testimony [PDF] Added 03/29/2022 at 04:43 PM

Nandini Sukumar
CEO, The World Federation of Exchanges

Added 03/29/2022 at 02:37 PM
  • Written Testimony [PDF] Added 03/29/2022 at 02:37 PM
  • Truth and Testimony [PDF] Added 03/29/2022 at 02:37 PM

Ms. Manisha Kimmel
Chief Policy Officer, MayStreet

Added 03/29/2022 at 02:37 PM
  • Written Testimony [PDF] Added 03/29/2022 at 04:43 PM

Mr. Michael S. Piwowar
Executive Director, former Commissioner and Acting Chairman, Milken Institute Center for Financial Markets, SEC

Added 03/29/2022 at 02:37 PM
  • Written Testimony [PDF] Added 03/29/2022 at 02:37 PM

Text of Legislation

  • H.R.___, To amend the Securities Exchange Act of 1934 to add certain requirements for the filing and approval of proposed rule changes by self-regulatory organizations approach 1 [PDF] Added 03/25/2022 at 07:22 PM
  • H.R. ___, Securities Exchange Reform Act of 2022 [PDF] Added 03/25/2022 at 07:22 PM
  • H.R.5795, Main Street Growth Act [PDF] Added 03/25/2022 at 07:22 PM
  • H.R.___, To amend the Securities Exchange Act of 1934 to add certain requirements for the filing and approval of proposed rule changes by self-regulatory organizations approach 2 [PDF] Added 03/25/2022 at 07:22 PM
  • H.R.___, To amend the Securities Exchange Act of 1934 to improve the governance of multi-class stock companies [PDF] Added 03/25/2022 at 07:22 PM
  • H.R.___, “Free-market Accountability through Investor Rights Act of 2022” [PDF] Added 03/25/2022 at 07:22 PM
  • H.R.___, The discussion draft would require the SEC to engage in rulemaking to prohibit or limit the use of rebate payments by exchanges that are tiered based on the aggregate volume of transactions effected by such members. [PDF] Added 03/25/2022 at 07:22 PM
  • H.R. 4865, Registration for Index-Linked Annuities Act [PDF] Added 03/25/2022 at 07:22 PM

Support Documents

  • Hearing Notice [PDF]
  • Hearing Memo [PDF] Added 03/25/2022 at 07:22 PM Updated 03/28/2022 at 09:08 AM
    Updated 03/28/2022 at 11:42 AM

First Published: March 24, 2022 at 01:34 PM
Last Updated: March 30, 2022 at 09:02 AM