Hearing: Examining Private Market Exemptions as a Barrier to IPOs and Retail Investment

Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets (Committee on Financial Services)

Wednesday, September 11, 2019 (10:00 AM)

2128 RHOB
Washington, D.C.

Witnesses

Ms. Renee Jones
Dean for Academic Affairs and Professor of Law, Boston College Law School

Added 09/06/2019 at 09:10 PM
  • Witness Testimony [PDF] Added 09/10/2019 at 04:21 PM
  • Truth in Testimony [PDF] Added 09/10/2019 at 04:21 PM

Ms. Elisabeth de Fontenay
Professor of Law, Duke University School of Law

Added 09/06/2019 at 09:10 PM
  • Witness Testimony [PDF] Added 09/10/2019 at 04:21 PM
  • Truth in Testimony [PDF] Added 09/10/2019 at 04:21 PM

Mr. Michael Pieciak
President, North American Securities Administrators Association, and Vermont Commissioner of Financial Regulation, Vermont Department of Financial Regulation

Added 09/06/2019 at 09:10 PM
  • Witness Testimony [PDF] Added 09/10/2019 at 04:21 PM
  • Truth in Testimony [PDF] Added 09/10/2019 at 04:21 PM

Dr. Andrew Lo
Professor, Massachusetts Institute of Technology Sloan School of Management

Added 09/06/2019 at 09:10 PM
  • Witness Testimony [PDF] Added 09/10/2019 at 04:21 PM
  • Truth in Testimony [PDF] Added 09/10/2019 at 04:21 PM

Mr. Douglas Ellenoff
Partner, Ellenoff Grossman & Schole LLP

Added 09/09/2019 at 01:15 PM
  • Witness Testimony [PDF] Added 09/10/2019 at 04:21 PM
  • Truth in Testimony [PDF] Added 09/10/2019 at 04:21 PM

Text of Legislation

  • H.R.___: Private Securities Transparency and Reform Act [PDF] Added 09/06/2019 at 08:39 PM
  • H.R.___: To require the Securities and Exchange Commission to submit a report to Congress about private securities offerings [PDF] Added 09/06/2019 at 08:39 PM
  • H.R.___: Fair Investment Opportunities for Professional Experts Act [PDF] Added 09/06/2019 at 08:39 PM
  • H.R.___: Crowdfunding Amendments Act [PDF] Added 09/06/2019 at 08:39 PM
  • H.R. 2899: Main Street Growth Act [PDF] Added 09/06/2019 at 08:39 PM
  • H.R. ___: Rare Disease Fund Act [PDF] Added 09/06/2019 at 08:39 PM
  • H.R. ___:Family Office Technical Correction Act [PDF] Added 09/06/2019 at 08:39 PM
  • H.R. 609: Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act [PDF] Added 09/06/2019 at 08:39 PM

Support Documents

  • Hearing Notice [PDF]
  • Hearing Memo [PDF] Added 09/06/2019 at 08:39 PM Updated 09/10/2019 at 04:21 PM
    Witness added to the panel
  • Hearing Memo Appendix [PDF] Added 09/06/2019 at 08:39 PM

First Published: September 4, 2019 at 12:26 PM
Last Updated: September 10, 2019 at 04:21 PM


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