Hearing: Putting Investors First: Examining Proposals to Strengthen Enforcement Against Securities Law Violators

Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets (Committee on Financial Services)

Wednesday, June 19, 2019 (2:00 PM)

2128 RHOB
Washington, D.C.

Witnesses

Jordan A. Thomas
Partner, Labaton Sucharow

Added 06/14/2019 at 03:13 PM
  • Testimony [PDF] Added 06/17/2019 at 04:29 PM

Urska Velikonja
Professor of Law, Georgetown University Law Center

Added 06/14/2019 at 03:13 PM
  • Testimony [PDF] Added 06/18/2019 at 11:17 AM
  • Truth in Testimony [PDF] Added 06/18/2019 at 11:17 AM

Andrew N. Vollmer
Professor of Law, University of Virginia School of Law

Added 06/14/2019 at 03:13 PM
  • Testimony [PDF] Added 06/18/2019 at 12:06 PM

Stephen Crimmins
Partner, Murphy & McGonigle PC

Added 06/14/2019 at 03:13 PM
  • Testimony [PDF] Added 06/17/2019 at 04:29 PM
  • Truth in Testimony [PDF] Added 06/17/2019 at 04:29 PM

Text of Legislation

  • Discussion Draft - H.R. ___ the "Holding Foreign Companies Accountable Act" (Sherman) [PDF]
  • Discussion Draft - H.R. ___ the "Stronger Enforcement of Civil Penalties Act of 2019" (Porter) [PDF]
  • Discussion Draft - H.R. ___ To establish a whistleblower program at the Public Company Accounting Oversight Board (Garcia-TX) [PDF]
  • Discussion Draft - H.R. ___ the "PCAOB Enforcement Transparency Act of 2019" (Pressley) [PDF]
  • Discussion Draft - H.R. ___ To amend the Securities Exchange Act of 1934 to allow the Securities and Exchange Commission to seek and Federal courts to grant restitution to investors and disgorgement of unjust enrichment (McAdams) [PDF]
  • Discussion Draft - H.R. ___ the "Corporate Management Accountability Act of 2019" (Porter) [PDF] Updated 06/18/2019 at 05:55 PM
  • Discussion Draft - H.R. ___ To establish a statute of limitations for certain actions of the Securities and Exchange Commission (Gonzalez) [PDF]
  • Discussion Draft - H.R. ___ the "Bad Actor Disqualification Act of 2019" (Waters) [PDF]

Support Documents

  • Hearing Notice [PDF]
  • Hearing Memo [PDF]

First Published: June 14, 2019 at 12:33 PM
Last Updated: June 18, 2019 at 05:56 PM