Hearing: Putting Investors First: Reviewing Proposals to Hold Executives Accountable

Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets (Committee on Financial Services)

Wednesday, April 3, 2019 (2:00 PM)

2128 RHOB
Washington, D.C.

Witnesses

John Coffee
Adolf A. Berle Professor of Law and Director of the Center on Corporate Governance, Columbia University

  • Testimoy [PDF] Added 04/02/2019 at 01:10 PM
  • Truth in Testimony [PDF] Added 04/02/2019 at 01:10 PM

Melanie Lubin
Maryland Securities Commissioner, on behalf of North American Securities Administrators Association, Inc

  • Testimony [PDF] Added 04/02/2019 at 01:22 PM
  • Truth in Testimony [PDF] Added 04/02/2019 at 04:43 PM

Remington A. Gregg
Counsel for Civil Justice and Consumer Rights, Public Citizen

  • Testimony [PDF] Added 04/02/2019 at 01:10 PM
  • Truth in Testimony [PDF] Added 04/02/2019 at 04:43 PM

Tom Quaadman
Executive Vice President, U.S. Chamber Center for Capital Markets Competitiveness, Chamber of Commerce of the United States of America

Added 04/01/2019 at 01:21 PM
  • Testimony [PDF] Added 04/02/2019 at 04:43 PM
  • Truth in Testimony [PDF] Added 04/02/2019 at 05:22 PM

Text of Legislation

  • H.R. ___, Insider Trading Prohibition Act (Himes) [PDF]
  • H.R. ___, Investor Choice Act of 2019 (Foster) [PDF]
  • 8-K Trading Gap Act of 2019 (Maloney) [PDF]
  • A bill to require the SEC to complete rulemaking required by section 10D of the Securities Exchange Act of 1934 [PDF]
  • A bill to require the SEC to complete rulemaking required by section 14(i) of the Securities Exchange Act of 1934 [PDF]
  • A bill to amend the Securities and Exchange Act of 1934 to amend the definition of whistleblower (Green) [PDF]

Support Documents

  • Hearing Notice [PDF]
  • Hearing Memo [PDF] Updated 04/02/2019 at 04:46 PM
    Final witness list

First Published: March 29, 2019 at 04:08 PM
Last Updated: April 2, 2019 at 05:22 PM


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