Hearing: Putting Investors First? Examining the SEC’s Best Interest Rule

Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets (Committee on Financial Services)

Thursday, March 14, 2019 (9:30 AM)

2128 RHOB
Washington, D.C.

Witnesses

Susan MacMichael John, CFP
Chair, Certified Financial Planner Board of Standards, Inc.

Added 03/11/2019 at 05:37 PM Updated 03/13/2019 at 02:55 PM
Title has changed.
  • Testimony [PDF] Added 03/13/2019 at 02:58 PM
  • Truth in Testimony Disclosure [PDF] Added 03/13/2019 at 02:58 PM

Dina Isola
Investment Advisor Representative, Ritholtz Wealth Management

Added 03/11/2019 at 05:37 PM
  • Testimony [PDF] Added 03/13/2019 at 12:11 PM
  • Truth in Testimony Disclosure [PDF] Added 03/13/2019 at 12:11 PM

Barbara Roper
Director of Investor Protection, Consumer Federation of America

Added 03/11/2019 at 05:37 PM
  • Testimony [PDF] Added 03/13/2019 at 12:51 PM
  • Truth in Testimony Disclosure [PDF] Added 03/13/2019 at 12:51 PM

Lee Baker
President, AARP Georgia State

Added 03/11/2019 at 05:37 PM
  • Testimony [PDF] Added 03/13/2019 at 12:11 PM
  • Truth in Testimony Disclosure [PDF] Added 03/13/2019 at 12:11 PM

The Honorable Harvey L. Pitt
Chief Executive Officer, Kalorama Partners

Added 03/11/2019 at 05:37 PM
  • Testimony [PDF] Added 03/13/2019 at 05:07 PM
  • Truth in Testimony Disclosure [PDF] Added 03/13/2019 at 05:07 PM

Text of Legislation

  • Discussion Draft - SEC Disclosure Effectiveness Testing Act [PDF] Added 03/11/2019 at 05:40 PM

Support Documents

  • Hearing Notice [PDF]
  • Hearing Memo [PDF]

First Published: March 11, 2019 at 05:31 PM
Last Updated: March 13, 2019 at 05:07 PM