Hearing:
Putting Investors First? Examining the SEC’s Best Interest Rule
Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets (Committee on Financial Services)
Thursday, March 14, 2019 (9:30 AM)
2128 RHOB
Washington, D.C.
Witnesses
Susan MacMichael John, CFP
Chair, Certified Financial Planner Board of Standards, Inc.
Added
03/11/2019 at 05:37 PM
Updated
03/13/2019 at 02:55 PM
Title has changed.
- Testimony
[PDF]
Added
03/13/2019 at 02:58 PM
- Truth in Testimony Disclosure
[PDF]
Added
03/13/2019 at 02:58 PM
Dina Isola
Investment Advisor Representative, Ritholtz Wealth Management
Added
03/11/2019 at 05:37 PM
- Testimony
[PDF]
Added
03/13/2019 at 12:11 PM
- Truth in Testimony Disclosure
[PDF]
Added
03/13/2019 at 12:11 PM
Barbara Roper
Director of Investor Protection, Consumer Federation of America
Added
03/11/2019 at 05:37 PM
- Testimony
[PDF]
Added
03/13/2019 at 12:51 PM
- Truth in Testimony Disclosure
[PDF]
Added
03/13/2019 at 12:51 PM
Lee Baker
President, AARP Georgia State
Added
03/11/2019 at 05:37 PM
- Testimony
[PDF]
Added
03/13/2019 at 12:11 PM
- Truth in Testimony Disclosure
[PDF]
Added
03/13/2019 at 12:11 PM
The Honorable Harvey L. Pitt
Chief Executive Officer, Kalorama Partners
Added
03/11/2019 at 05:37 PM
- Testimony
[PDF]
Added
03/13/2019 at 05:07 PM
- Truth in Testimony Disclosure
[PDF]
Added
03/13/2019 at 05:07 PM
Text of Legislation
- Discussion Draft - SEC Disclosure Effectiveness Testing Act
[PDF]
Added
03/11/2019 at 05:40 PM
Support Documents
- Hearing Notice
[PDF]
- Hearing Memo
[PDF]
First Published:
March 11, 2019 at 05:31 PM
Last Updated:
March 13, 2019 at 05:07 PM