Hearing:
“Impact of the DOL Fiduciary Rule on the Capital Markets”
Subcommittee on Capital Markets, Securities, and Investment (Committee on Financial Services)
Thursday, July 13, 2017 (10:00 AM)
2128 RHOB
Washington, D.C.
Witnesses
Mr. David C. Knoch
President, 1st Global
Added
07/13/2017 at 12:01 PM
- Witness Statement
[PDF]
Added
07/13/2017 at 12:03 PM
- Witness Truth in Testimony
[PDF]
Added
07/13/2017 at 12:31 PM
Mr. Mark Halloran
Senior Director, Head of Industry and Regulatory Strategy, Transamerica
Added
07/13/2017 at 12:01 PM
- Witness Statement
[PDF]
Added
07/13/2017 at 12:03 PM
- Witness Truth in Testimony
[PDF]
Added
07/13/2017 at 12:31 PM
Mr. Jerome Lombard
President, Private Client Group, Janney Montgomery Scott LLC
Added
07/13/2017 at 12:01 PM
- Witness Statement
[PDF]
Added
07/13/2017 at 12:03 PM
- Witness Truth in Testimony
[PDF]
Added
07/13/2017 at 12:31 PM
Ms. Cristina B. Martin Firvida
Director, Financial Security and Consumer Affairs, AARP
Added
07/13/2017 at 12:01 PM
- Witness Statement
[PDF]
Added
07/13/2017 at 12:03 PM
- Witness Truth in Testimony
[PDF]
Added
07/13/2017 at 12:31 PM
Dr. Douglas Holtz-Eakin
President, American Action Forum
Added
07/13/2017 at 12:01 PM
- Witness Statement
[PDF]
Added
07/13/2017 at 12:03 PM
- Witness Truth in Testimony
[PDF]
Added
07/13/2017 at 12:31 PM
First Published:
July 10, 2017 at 12:47 PM
Last Updated:
July 13, 2017 at 12:31 PM