Hearing: “Impact of the DOL Fiduciary Rule on the Capital Markets”

Subcommittee on Capital Markets, Securities, and Investment (Committee on Financial Services)

Thursday, July 13, 2017 (10:00 AM)

2128 RHOB
Washington, D.C.

Witnesses

Mr. David C. Knoch
President, 1st Global

Added 07/13/2017 at 12:01 PM
  • Witness Statement [PDF] Added 07/13/2017 at 12:03 PM
  • Witness Truth in Testimony [PDF] Added 07/13/2017 at 12:31 PM

Mr. Mark Halloran
Senior Director, Head of Industry and Regulatory Strategy, Transamerica

Added 07/13/2017 at 12:01 PM
  • Witness Statement [PDF] Added 07/13/2017 at 12:03 PM
  • Witness Truth in Testimony [PDF] Added 07/13/2017 at 12:31 PM

Mr. Jerome Lombard
President, Private Client Group, Janney Montgomery Scott LLC

Added 07/13/2017 at 12:01 PM
  • Witness Statement [PDF] Added 07/13/2017 at 12:03 PM
  • Witness Truth in Testimony [PDF] Added 07/13/2017 at 12:31 PM

Ms. Cristina B. Martin Firvida
Director, Financial Security and Consumer Affairs, AARP

Added 07/13/2017 at 12:01 PM
  • Witness Statement [PDF] Added 07/13/2017 at 12:03 PM
  • Witness Truth in Testimony [PDF] Added 07/13/2017 at 12:31 PM

Dr. Douglas Holtz-Eakin
President, American Action Forum

Added 07/13/2017 at 12:01 PM
  • Witness Statement [PDF] Added 07/13/2017 at 12:03 PM
  • Witness Truth in Testimony [PDF] Added 07/13/2017 at 12:31 PM

First Published: July 10, 2017 at 12:47 PM
Last Updated: July 13, 2017 at 12:31 PM